- Research Article
- Open Access
- Published:

# Strain gradient elasticity with geometric nonlinearities and its computational evaluation

*Mechanics of Advanced Materials and Modern Processes*
**volume 1**, Article number: 4 (2015)

## Abstract

### Background

The theory of linear elasticity is insufficient at small length scales, e.g., when dealing with micro-devices. In particular, it cannot predict the “size effect” observed at the micro- and nanometer scales. In order to design at such small scales an improvement of the theory of elasticity is necessary, which is referred to as *strain gradient elasticity*.

### Methods

There are various approaches in literature, especially for small deformations. In order to include *geometric nonlinearities* we start by discussing the necessary balance equations. Then we present a generic approach for obtaining adequate constitutive equations. By combining balance equations and constitutive relations nonlinear field equations result. We apply a variational formulation to the nonlinear field equations in order to find a *weak* form, which can be solved numerically by using open-source codes.

### Results

By using balances of linear and angular momentum we obtain the so-called stress and couple stress as tensors of rank two and three, respectively. Since dealing with tensors an adequate representation theorem can be applied. We propose for an isotropic material a stress with two and a couple stress with three material parameters. For understanding their impact during deformation the numerical solution procedure is performed. By successfully simulating the size effect known from experiments, we verify the proposed theory and its numerical implementation.

### Conclusion

Based on representation theorems a self consistent strain gradient theory is presented, discussed, and implemented into a *computational reality*.

## Background

Traditional constitutive models relating stresses and strains are independent of the size and shape of the continuous body. For example, we model the linear response at small deformations with HOOKE’s law, which has the same form for huge and small structures. Unfortunately, such a simple approach becomes inadequate at the micrometer scale. One of the basic approaches in statics, the so-called EULER-BERNOULLI beam theory, results in inaccurate solutions at very small dimensions. For example, sub-micrometer structures frequently show a stiffer response than predicted by traditional theory. This so-called *size effect* has been known experimentally for a long time, see, e.g., (Morrison et al. 1939). Formally, the size effect can be modeled by material properties that depend on specimen size. However, in order to include the size effect in a more rational manner, we will generalize the theory of elasticity by means of higher gradient terms. In fact, theories of higher gradients were proposed more than four decades before, cf., (Mindlin and Tiersten 1962; Mindlin and Eshel 1968). They are still under discussion. Moreover, various variants were developed over the last decades, see for an overview (Gurtin et al. (2010), *§*90). Especially in micromechanics an applicable theory of generalized theory of elasticity becomes necessary, as pointed out by (McFarland and Colton 2005).

We shall discuss deformation and its description in terms of higher gradients of displacement within the framework of continuum mechanics principles. First, we present the balance equations of linear momentum and angular momentum, and identify their flux terms as stress and couple stress, respectively. Second, when deriving constitutive equations for the stress and the couple stress we use tensorial relations. Balance equations in combination with constitutive equations will result in nonlinear field equations. Third, in order to solve these field equations we generate a *weak* form by using a variational formulation. For the weak form discretization in time is performed by making use of the *finite difference method*. For discretization in space the *finite element method* is used. Fourth, we implement a code in Python, see (Jones et al. 2001), by using a novel collection of open-source packages distributed under the FEniCS project, see (Logg et al. 2011). We publish the code in (Abali 2015) under GNU Public license as stated in (Gnu Public 2007) in order to encourage further studies.

## Methods

### Governing equations

We apply the standard nomenclature of continuum mechanics including the summation convention on repeated indices and use the initial positions of particles, ** X**, as reference frame where all functions are evaluated. Consider a continuum body deforming from its

*known*initial frame, \({\mathcal {B}_{0}}\), to an

*unknown*current frame, \(\mathcal {B}\), in time,

*t*. All particles move from their initial positions,

**, to the current positions,**

*X***=**

*x***(**

*x***,**

*X**t*). We apply Cartesian coordinates and choose two particles 1 and 2 with current positions:

The distance between these particles reads

The current distance vector, *Δ*
*x*
_{
i
}, can be expressed by expanding the position of one particle about the position of the other particle by using a TAYLOR series:

with *Δ*
*X*
_{
i
}=*X*
_{
i
}1−*X*
_{
i
}2. If the initial and current distances become infinitesimal, *Δ*
*X*
_{
i
}→d*X*
_{
i
} and *Δ*
*x*
_{
i
}→d*x*
_{
i
}, respectively, we obtain the transformation property for the line element by neglecting second order terms:

where the deformation gradient, *F*
_{
ij
}, has been introduced as transformation between the line elements (distances) in the initial and current frames. This transformation leads to the transformation of the current surface element, d*a*
_{
i
}, and volume element, d*v*, onto the initial surface element, d*A*
_{
i
}, and volume element, d*V*, such that:

In *local* continuum mechanics it is assumed that the particles interact within the local neighborhood, where the distance becomes infinitesimal such that the first gradient describes the behavior of material accurately. We can generalize the behavior by including the second gradient, which enables an interaction of particles in a greater neighborhood. This theory is *nonlocal* and we need different equations restricting the first and the second gradients.

The formulation is easier to develop in displacements, *u*
_{
i
}=*x*
_{
i
}−*X*
_{
i
}, we introduce

The quantities *u*
_{
i,j
} and *u*
_{
i,j
k
} are independent locally, because we cannot determine the derivative of a function at a point just by knowing its value at that point. Since these two quantities are independent, we need two governing equations. We propose to apply two balance equations of momenta in the current frame:

where \(p^{\text {lin.}}_{i}\), *σ*
_{
ij
}, *f*
_{
i
} are the linear momentum density (per volume), the flux of linear momentum, and the supply of linear momentum, respectively. \(p^{\text {ang.}}_{i}\), *α*
_{
ij
}, *z*
_{
i
} denote the angular momentum density, the flux of angular momentum, and the supply term of angular momentum, respectively. The linear momentum density, \(p^{\text {lin.}}_{i}\), and the angular momentum density, \( p^{\text {ang.}}_{i}\), are conserved quantities, i.e., they are given in balance equations without production terms. They can be rewritten by using the specific (per mass) linear momentum and the specific angular momentum:

Moreover, the specific angular momentum is decomposed into an intrinsic specific spin, *s*
_{
i
}, and into the moment of (specific linear) momentum:

where we have introduced the LEVI-CIVITA symbol, *ε*
_{
ijk
}. The flux of linear momentum, *σ*
_{
jk
}, is the CAUCHY stress tensor. Following (Müller (1973), Ch. II, *§* 2.d) we can multiply the balance of linear momentum in its local form by *ε*
_{
ijk
}
*x*
_{
j
} and subtract the result from the balance of angular momentum for acquiring a balance of spin. The production term of the spin reads *ε*
_{
ijk
}
*σ*
_{
jk
}. For non-polar media the spin and its production vanish, i.e., *s*
_{
i
}=0 and *ε*
_{
ijk
}
*σ*
_{
jk
}=0. This assumption leads to a symmetric CAUCHY stress tensor, *σ*
_{
ij
}=*σ*
_{
ji
}. A non-polar medium has no intrinsic spin such that the continuum possesses three degrees of freedom given by the displacement, *u*
_{
i
}. For structures on the macroscale the balance of linear momentum is sufficient for calculating the displacement. The balance of angular momentum is automatically satisfied by a symmetric CAUCHY stress tensor, in other words, the flux of angular momentum is assumed to vanish. For structures on the microscale this assumption must be rediscussed and a model for the flux of angular momentum needs to be implemented.

The balance Eqs. 7 can be transformed onto the reference frame by using the solution for the balance of mass, *ρ*
_{0}=*ρ*
*J*, with *J*= det(*F*
_{
ij
}). After applying GAUSS’s theorem we obtain in every regular point of \({\mathcal {B}_{0}}\):

Since the angular momentum consists of the spin and the moment of (linear) momentum, the flux of angular momentum, *A*
_{
ij
}, can be decomposed into two parts where the first part is a flux of spin, *μ*
_{
ij
}, and the second part is the moment of the flux of (linear) momentum:

The flux of spin, *μ*
_{
ij
}, is usually called a couple stress, as in (Mindlin and Tiersten 1962). Analogously, the supply of angular momentum reads

By following CAUCHY’s tetrahedron argument, as in (Truesdell and Toupin (1960), Sect. 203), we relate the stress to a traction on the surface, *t*
_{
i
}, and, analogously, the couple stress to a moment couple on the surface, *m*
_{
i
}:

Note that the moment couple *m*
_{
j
} is an axial vector (pseudovector). Thus, it does not have the same transformation properties as a polar vector (tensor of rank one). Therefore, instead of the axial vectors, *a*
_{
i
}, *m*
_{
i
}, we use, as in (Truesdell and Toupin (1960), Sect. 203), the skew-symmetric form that is well-known in rigid body dynamics for the representation of the angular velocity. We change the balance of angular momentum in the reference frame into the skew-symmetric form:

with:

Now by using the tensor identity:

we obtain

Since we deal with a non-polar medium the specific angular momentum simplifies to

The skew-symmetric form was presented in a similar way in (Mindlin and Eshel 1968; Toupin 1962), (Truesdell and Toupin (1960), Sect. 205). However, the starting point and the motivation are different here.

The objective is to find such a displacement field, *u*
_{
i
}=*x*
_{
i
}−*X*
_{
i
}, so that Eq. (10) _{1} and Eq. (14) are satisfied. By using the time rate of displacements as the velocity:

and by employing a comma for denoting the partial derivatives in *X*
_{
i
} the balance equations of momenta read

Since we will solve both of them simultaneously we can subtract the first one multiplied by *X*
_{
[i
} from the second one and obtain

These equations of motion include supply terms, *f*
_{
i
}, *l*
_{
ij
}, to be given and flux terms, *P*
_{
ij
}, *μ*
_{
ijk
}, to be defined with respect to the displacement (or its gradient). Only then Eqs. (21) are closed and can be solved.

### Constitutive relations

In order to complete Eqs. (21) we need to define constitutive equations for the stress, *P*
_{
ij
}, and for the couple stress, *μ*
_{
ijk
}. The main objective of the whole theory is to find the displacement, *u*
_{
i
}. Therefore, the constitutive equations shall depend on *u*
_{
i,j
} and *u*
_{
i,j
k
}—this dependence is consistent with the motivation of the theory leading to Eqs. (6). Instead of *u*
_{
i,j
} we can employ the GREEN-LAGRANGE strain:

which is obviously symmetric. Instead of *u*
_{
i,j
k
} we can apply the gradient of the GREEN-LAGRANGE strain, *E*
_{
i
j,k
}. Hence, the stress tensor and the couple stress tensor may depend on the strain and its gradient. We want to find out their general form for *linear* and *isotropic* materials. For a linear isotropic material the dependence of the stress on the strain gradient vanishes, as well as the couple stress fails to depend on the strain, see (dell’Isola et al. (2009), Sect. 3). Since the strain is a symmetric tensor, *E*
_{
ij
}=*E*
_{
ji
}, we use the second PIOLA-KIRCHHOFF stress tensor, *S*
_{
kj
}=(*F*^{−1})_{
ji
}
*P*
_{
ki
}, which is also symmetric, *S*
_{
ij
}=*S*
_{
ji
}, based on the definition of the first PIOLA-KIRCHHOFF stress tensor, *P*
_{
ij
}, in Eq. (10) _{2}. Hence the general linear relations for the stress and the couple stress read

By following (Suiker and Chang 2000) we acquire the general tensorial form of isotropic tensors of rank four and six, i.e., for *C*
_{
ijkl
} and *D*
_{
ijklmn
}, respectively. For the sake of brevity we skip the detailed explanation that can be found in the Appendix starting on p. 9. An isotropic tensor of rank four from Eq. (68) on p. 10 reads

We can use this form for *C*
_{
ijkl
} and obtain the constitutive equation between *S*
_{
ij
} and *E*
_{
ij
} in Cartesian coordinates:

Since *E*
_{
ij
}=*E*
_{
ji
} we conclude that *μ*=*ν* and obtain ST.VENANT’s law for elasticity:

where the LAMé parameters, *λ*, *μ*, are determined by using engineering constants, namely YOUNG’s modulus, *E*, and POISSON’s ratio, *ν*:

Next we find *D*
_{
ijklmn
} for isotropic materials by using the same procedure. We apply the relation in Eq. (70) on p. 15 for *D*
_{
ijklmn
} in Eq. (23) _{2}, and obtain

Fifteen parameters, *c*
_{01}…*c*
_{15}, need to be determined. Since *E*
_{
l
m,n
}=*E*
_{
m
l,n
} we obtain

Hence the most general form of the couple stress or the flux of spin for linear elasticity has nine phenomenological constants. Quite often two more assumptions are made. First, one takes *μ*
_{
ijk
}≈*μ*
_{
jik
} for granted. Second, one assumes that *μ*
_{
ijk
}
*E*
_{
i
j,k
} is a part of the (deformation) energy, such that *D*
_{
ijklmn
}=*D*
_{
lmnijk
} holds. Under these assumptions nine constants reduce to five material constants, see (dell’Isola et al. (2009), Eqs. (3.1)–(3.7)) and for an overview of such theories refer to (Askes and Aifantis (2011), Sect. 2). We try to avoid introducing assumptions restraining the formulation to specific type of materials.

In the last section we have obtained the governing equations. There have been some assumptions, which bring in further restrictions in order to make the form of *D*
_{
ijklmn
} admissible with Eqs. (21). We can neglect the supply term *l*
_{
ik
} or at least restrict it to be antisymmetric, *l*
_{
ik
}=−*l*
_{
ki
}. Hence we observe by inspecting Eq. (21) _{2} that *μ*
_{
ijk
} has to be antisymmetric in the indices *i*,*k*, i.e., *μ*
_{
ijk
}=−*μ*
_{
kji
} or equivalently *μ*
_{
ijk
}+*μ*
_{
kji
}=0. This condition implies

After employing these restrictions and renaming the constants the couple stress reads

In a heterogeneous material the material parameters, *α*, *β*, *γ*, can depend on position and they may also depend on temperature. Here we will implement them as constants and investigate their roles in deformation. The constitutive Eq. (31) for the couple stress tensor and Eq. (26) for the stress tensor will be implemented in the numerical investigation.

There is a well-known material equation for the couple stress with one parameter, see for example (Gao and Park 2007):

which is actually a special choice of the parameters of Eq. (31), *α*, *β*, and *γ*. In order to see this we insert Eq. (31) and Eq. (26) into Eq. (32) as follows

One possible choice of *α*, *β*, *γ* can be obtained by multiplying Eq. (33) with *δ*
_{
ij
} and by using a direct analysis with the assumption of *α*=*β* such that:

Another possible choice results analogously by multiplying Eq. (33) with *δ*
_{
jk
} and, again, by assuming *α*=*β* as follows

Therefore, the constitutive Eq. (32) is a special choice of the proposed relation in Eq. (31). Of course the assumption *α*=*β* is difficult to justify. Thus we will use the more general formulation given by Eq. (31).

In the following section we will implement the balance Eqs. (21) complemented by the constitutive equations:

in a numerical computational environment that allows us to comprehend the role of the parameters *α*, *β*, *γ*.

### Computational approach

There are various numerical implementations of theories dealing with higher order materials. We skip a discussion of pros and cons between different implementations and refer to (Askes and Aifantis (2011), Sect. 5) instead. In this work we solve the balance equations complemented by the constitutive equations numerically in a discrete fashion, viz., by using the finite element method in space and the finite difference method in time. First, we obtain the so-called *weak* form for Eqs. (21) within a finite domain, *Ω*, in a standard manner by multiplying them with corresponding test functions and by performing integration by parts on the flux terms:

The choice of the test functions can also be based on introducing a new field such as a rotation instead of *δ*
*u*
_{
k,i
}, see for example (Bauer et al. 2012). However, because we want to determine the displacement field there is no reason or computational benefit to introduce another quantity such as a rotation field. Therefore, we use *δ*
*u*
_{
k,i
} and obtain two integrands in Eqs. (37) in the same unit of energy density. Hence we can sum them up:

The weak form, F, is of second-order in space regarding the displacement field. Therefore, we choose finite elements of the continuous GALERKIN type of second polynomial degree. In other words, the displacements and also their test functions are from a HILBERT space, *u*
_{
i
},*δ*
*u*
_{
i
}∈*H*
^{2} as described in (Hilbert 1902). Moreover, their gradients have to exist, i.e., more specifically the solution space is a SOBOLEV space within the finite domain, referred to as *finite elements*. Elements are discrete subdomains, *Ω*
^{i}∩*Ω*
^{j}={}, ∀*i*≠*j*, which collectively constitute the region, \(\sum \Omega ^{e} = {\mathcal {B}_{0}}\), where the computation takes place.

For the time discretization we use the *finite difference* method:

where time is discretized as a list of length *n* equally separated, *t*
^{(k)}={*Δ*
*t*,2*Δ*
*t*,… *n*
*Δ*
*t*}. This approach is simple and stable for real-valued problems because it is an *implicit* method. In order to see this, we can apply a TAYLOR expansion to the value (in any position) at the time instant *t*
^{(k)} in order to find the value (in the same position) at the time instant *t*
^{(k+1)} as follows

where the higher order terms are omitted subject to the condition that *Δ*
*t* is sufficiently small. Since the time derivative is evaluated at time *t*
^{(k+1)}, for which the value is sought, it is an implicit method. Obviously by rewriting the latter we acquire Eq. (39) for the time discretization. We employ the GALERKIN type *finite element* method, so that the test functions are chosen from the same SOBOLEV space as the displacements. Hence, the notation, *δ*
*u*
_{
i
}, gets a fully consistent meaning. The weak form discretized in time and space by integrating over each finite element, *Ω*
^{e}, and assembling by summing them up reads

Since the latter functional or weak form is nonlinear in *u*
_{
i
} we can only solve it by using a linearization. We use a NEWTON-RAPHSON linearization scheme at the level of differential equations. In other words, this linearization is implemented before the assembly operation (building matrices). Therefore, the success of the linearization depends only on the starting value for approximation. Since we solve the problem transiently the starting value is either the initial condition, which is exact, or the solution from the last time step, which is exact up to machine precision. The NEWTON-RAPHSON linearization can be realized as an expansion of the functional, F=F(*u*
_{
i
},*δ*
*u*
_{
j
}), for finding the values in the next time step, *u*
_{
i
}(*t*+*Δ*
*t*). For a sufficiently small *Δ*
*t* this can be rewritten into:

If the change, *Δ*
*u*
_{
i
}, is small then the above relation yields the correct *u*
_{
i
}(*t*+*Δ*
*t*). If this is not the case, then we can solve it incrementally until |*Δ*
*u*
_{
i
}| is smaller than a given value (tolerance). For a small time step, *Δ*
*t*, this incremental approach leads to the correct solution. In order to find the increment, *Δ*
*u*
_{
i
}, we can again employ a TAYLOR series truncated after linear terms on the functional:

where the JACOBIan, *J*
_{
i
}, is simply the derivative of F with respect to the unknowns, *u*
_{
i
}. Since the weak form shall be zero:

we have obtained an equation linear in the increment, *Δ*
*u*
_{
i
}, which is solvable. By updating the solution:

and solving the increment once more until the value is smaller than the given tolerance, we determine the correct value of *u*
_{
i
}(*t*+*Δ*
*t*). We have programmed in Python and computed by using the novel collection of open-source packages, developed under FEniCS project (Logg et al. 2011). The *directional* derivative, *J*
_{
i
}
*Δ*
*u*
_{
i
}, is calculated by using the following procedure:

This approach is fully automatized by using a symbolic derivation, see (Alnaes and Mardal 2010). Therefore, the only necessary input is the weak form given in Eq. (41). All 3D-visualizations are realized by using ParaView.^{1} All 2D-plots were created by MatpPlotLib packages, see (Hunter 2007), developed for NumPy, see (Oliphant 2007). The code used for solving the examples in the next section is published in (Abali 2015) under GNU public license as declared in (Gnu Public 2007).

## Results

In order to analyze the effect of the material parameters, *α*, *β*, *γ* in the proposed constitutive equation for the couple stress *μ*
_{
ijk
} we construct a simple example to solve. Consider a three-dimensional beam clamped on one end which deforms when subjecting it to a shear loading on the other end. The beam is of length 10 *μ*m. It is a slender beam since its width/length and height/length ratios are both 1/30. For all calculations we use the material parameters of generic aluminum:

We analyze three different loadings, viz., shear loading, tensile loading, and torsion. The loading has been implemented as a NEUMANN boundary condition at the end of the beam in Eq. (41) by defining a traction vector, \(\hat t_{i}\), as follows

Since the other boundaries are free the traction vanishes. Analogously a traction for the couple stress can be defined

causing a spin on the boundaries by applying a moment at the micron scale. For free boundaries as well as for the both ends we assume that the system is lacking such a traction. We employ homogeneous NEUMANN, in other words, *natural* boundary conditions for the couple stress term. For each one of the loadings we have performed four simulations:

For each loading case we present all simulations and by comparing them we try to comprehend the effects of the *α*, *β*, *γ* parameters on the deformation. We start with shear loading. The beam lies along the *x*-axis and the loading at the tip is applied in *z*-direction. All simulations can be seen in Fig. 1.

The initial shape is denoted by black lines. The classical beam bending (without couple stress) is colored in gray for comparison. The parameter *α*=−1 (red) has an insignificant effect relative to the parameters *β*=−1 (green) and *γ*=−1 (blue). The green and blue colored deformations present an additional bending, such that the amount of bending on *yz*-plane decreases. In other words, the beam responds stiffer to shear loading in case of existing *β* or *γ* parameters.

Next we analyze tensile loading. The same configuration for simulations has been used and the results are presented in Fig. 2 by using the same colors.

The initial geometry is again denoted by black lines, we have tilted the geometry for better visualization. The gray deformation is the classical stretching without couple stress. The effect of *α* (red) is significant again by causing an additional bending motion. Relative to the effect of *α* the effects of *β* and *γ* can be neglected.

Finally we analyze torsion. Four simulations with the previous color codings are depicted in Fig. 3.

The initial shape can be seen in black lines in the front view. In this case *γ* (blue) causes the most significant deviation from the classical solution (gray) without couple stress.

By observing the three loading cases we can conceive possibilities for measuring the parameters, *α*, *β*, *γ*. During shear loading the effects due to the *α* and *γ* parameters are smaller than the effect of *β*, such that it may be neglected. For tensile loading the effects of *β* and *γ* are smaller than *α* and may be ignored. In torsion the effect of *α* is significant and the effects of *β* and *γ* may be neglected. Under these simplifications the parameter *α* (red) can be measured by a tensile test by assuming that green and blue deformations are the same as the gray deformation in Fig. 2. The parameter *β* (green) can be measured by a shear test with the simplification that the red, blue, and gray deformations are the same in Fig. 1. The parameter *γ* (blue) could be measured by a torsion test under the assumption that the red and green deformations in Fig. 3 are the same as the gray deformation.

The proposed strain gradient theory is an extension of the classical elasticity theory. Therefore, in the limit, strain gradient theory has to correspond to the classical theory of elasticity. In other words, the effect of couple stress should decrease while increasing the size of the geometry. We can examine the correspondence between strain gradient and classical elasticity by using an analytic solution. The EULER-BERNOULLI beam theory presents a closed-form solution for a *slender* beam in elastostatics. If the geometry is such that the length, *ℓ*, is ten times more than its width and thickness, then the beam can be considered as being slender. The deflection, *w*, of such a beam is well known as a function along the axis:

where the load, *F*, is the bending force shearing at tip of the beam, *x*=*ℓ*, and the modulus of elasticity *E* together with the moment of inertia *I* result in a bending rigidity *EI* along the axis of the deflection. We consider a rectangular cross sectional area with width and height, *b*, *h*, respectively. The bending is on the axis along the width so that the moment of inertia becomes

By inserting the moment of inertia, we obtain

if we consider the deflection at the end of the beam, \(w(x=\ell)=u_{z}^{\text {max.}}\). Since the modulus of elasticity shall be constant in classical beam theory we can compute \(u_{z}^{\text {max.}}\) by an appropriate simulation for a three-dimensional continuum body with varying beam’s length *ℓ* (and holding the geometric ratio fixed, *ℓ*/*h*=30). According to classical beam theory the ratio of shearing force to deflection at the tip shall be constant in beam’s length. However, experimental results demonstrate that a smaller beam presents a stiffer behavior, see (Lam et al. 2003) and McFarland and Colton (2005). We have observed this *stiffening* phenomenon in Fig. 1 for one specific length. Now we vary the length for the beam and examine the correspondence of strain gradient theory to classical elasticity by using the following parameters:

The numerical results have been compiled in Table 1.

Due to the parameter *β* the size effect is significant and it is qualitatively consistent with the experimental results presented in (Lam et al. (2003), Fig. 12). In Fig. 4 we demonstrate this by simulating with *β*=−1 mN (with couple stress) and also with *β*=0 mN (without couple stress) in order to verify that the code works as expected.

As discussed previously the stiffening behavior is due to additional bending resulting from the couple stress. However, this bending does not affect the curvature. We have observed this behavior by plotting the normalized (with respect to the tip deflection) *z*-displacement of each beam. Since the curvature remains the same, we omit to present the results.

We emphasize that the material constant, *E*, does not change in reality. This example demonstrates that the beam when treated as a continuous body by using strain gradient elasticity responds stiffer than predicted by the EULER-BERNOULLI beam theory.

## Conclusion

We have briefly outlined strain gradient elasticity from a continuum mechanics perspective. Starting from the balances of momenta we have obtained the so-called stress and couple stress tensors (of rank two and three, respectively). By applying general tensor relations we have obtained the necessary constitutive equations for the stress and for the couple stress. It is significant that we have proposed a couple stress with three material parameters, viz., *α*, *β*, and *γ*. In order to comprehend their impact during deformation we have implemented a numerical solution procedure where the discretization in time has been combined with the finite difference method. The discretization in space was realized with the finite element method. By simulating different loading cases we analyzed the couple stress parameters. We also verified the proposed theory qualitatively by establishing a simulation of the size effect.

There have been three main difficulties that we have overcome with some assumptions and left their discussions to further studies. The first difficulty arises by motivating a flux of spin in a non-polar medium. Since spin fails to exist in a non-polar medium and since we have assumed that the CAUCHY stress tensor is symmetric (so that the spin production vanishes), it is rather difficult to justify why the flux of angular momentum (couple stress) should exist. Nonetheless, our objective has been the modeling of couple stress for a non-polar medium. The second difficulty lies in determining a description for a measurement procedure for the material parameters in the proposed couple stress, namely *α*, *β*, *γ*. We have discussed their possible measurement after some assumptions, where *α* is determined by tensile, *β* by shear, and *γ* by torsion. However, the correctness of simplifications based on these assumptions is difficult to test. The third difficulty arises by varying the material parameters in order to comprehend their roles quantitatively. Their effects seem to be counter-intuitive and difficult to explain in a straightforward way. Numerical problems arise by choosing positive or greater values for the parameters. Unfortunately, we could not find general conditions in order to restrict the possible values of parameters. For using positive definiteness or thermodynamical laws we need to define the energy due to the spin. Spin is assumed to vanish and the stored energy is not uniquely defined for strain gradient theory. Therefore, the verification of the chosen parameters, and thus, the validation of presented results seem to be more difficult than expected. Any quantitative verifications by using experiments have been left to further research.

## Endnote

## Appendix

A EUCLIDian transformation expressed in a Cartesian coordinate system:

results in an *objective* tensor being transformed as:

where \(\phantom {\dot {i}\!}O_{i^{\prime }j}\) is a rotation tensor, *O*^{−1}=*O*^{T} and det(** O**)=1, between two Cartesian coordinate systems characterized by

*orthonormal*base vectors. An arbitrary tensor,

**, is referred to as an**

*B**isotropic*tensor if its components in any

*orthogonal*coordinate system transform such that:

where *Q*
_{
ij
} is a proper transformation between two arbitrary *orthogonal* coordinate systems. Therefore, an objective tensor is isotropic under rotations:

Every even or odd *formal orthogonal invariant polynomial* function depending on *n* vectors:

can be represented in a linear form:

where the scalar functions, *F*
_{1}, *F*
_{2}, …, *F*
_{
m
}, are built by two different combinations of its arguments, \(a_{i}^{(1)},a_{i}^{(2)}, \dots, a_{i}^{(n)}\). The first combination is the sum of scalar products of every set of two vectors:

The second combination is to use the determinant for every set of *l* odd vectors:

In the Cartesian coordinate system the KRONECKER symbol, *δ*
*i*
*j*, is the metric tensor:

and the LEVI-CIVITA symbol, *ε*
_{
i
j…r
}, is equal to the permutation symbol:

Both, *δ*
*i*
*j* and *ε*
_{
i
j…r
}, are isotropic tensors, therefore, the following relation holds for an isotropic tensor, *A*
_{
i
j…r
}:

Consider an isotropic tensor of rank two, *A*
_{
ij
}. We apply the procedure:

since the arguments are arbitrary. The constant *c*
_{1} is called the material parameter in a constitutive equation relating two tensors of rank one.

Consider an isotropic tensor of rank three, *A*
_{
ijk
}. In this case we obtain

where *c*
_{1} is again a parameter to be determined for a constitutive equation relating a tensor of rank one to a tensor of rank two. For an isotropic tensor of rank four, *A*
_{
ijkl
}, which is indeed necessary for Eq. (23) _{1}, we make use of the same approach and acquire

For the case of a tensor of rank six the methodology is similar:

thus we obtain

## References

Abali, BE (2015) Technical University of Berlin, Institute of Mechanics, Chair of Continuums Mechanics and Material Theory, Computational Reality. http://www.lkm.tu-berlin.de/ComputationalReality/. accessed 24 June 2015.

Alnaes, MS, Mardal KA (2010) On the efficiency of symbolic computations combined with code generation for finite element methods. ACM Trans Math Softw 37(1): 6–1626.

Askes, H, Aifantis EC (2011) Gradient elasticity in statics and dynamics: An overview of formulations, length scale identification procedures, finite element implementations and new results. Int J Solids Struct 48(13): 1962–1990.

Bauer, S, Dettmer W, Peric D, Schäfer M (2012) Micropolar hyperelasticity: constitutive model, consistent linearization and simulation of 3d scale effects. Comput Mech 50(4): 383–396.

dell’Isola, F, Sciarra G, Vidoli S (2009) Generalized Hooke’s law for isotropic second gradient materials. Proc R Soc A: Math Phys Eng Sci 465: 2177–2196.

Gao, XL, Park SK (2007) Variational formulation of a simplified strain gradient elasticity theory and its application to a pressurized thick-walled cylinder problem. Int J Solids Struct 44(22-23): 7486–7499. doi:10.1016/j.ijsolstr.2007.04.022.

Gnu Public (2007) GNU General Public License. http://www.gnu.org/copyleft/gpl.html. accessed 24 June 2015.

Gurtin, ME, Fried E, Anand L (2010) The Mechanics and Thermodynamics of Continua. Cambridge University Press, Cambridge, UK.

Hilbert, D (1902) (transl. by E. J. Townsend), The foundations of geometry. The Open Court Publishing Co, Chicago.

Hunter, JD (2007) Matplotlib: A 2d graphics environment. Comput Sci Eng 9(3): 90–95.

Jones, E, Oliphant T, Peterson P,

*et al*(2001) SciPy: Open source scientific tools for Python. http://www.scipy.org/. accessed 24 June 2015.Logg, A, Mardal KA, Wells GN (2011) Automated Solution of Differential Equations by the Finite Element Method, the FEniCS book. Lecture Notes in Computational Science and Engineering, Vol. 84. Springer, Berlin, Heidelberg.

Lam, D, Yang F, Chong A, Wang J, Tong P (2003) Experiments and theory in strain gradient elasticity. J Mech Phys Solids 51(8): 1477–1508.

McFarland, AW, Colton JS (2005) Role of material microstructure in plate stiffness with relevance to microcantilever sensors. J Micromech Microeng 15(5): 1060–1067.

Mindlin, RD, Tiersten HF (1962) Effects of couple-stresses in linear elasticity. Arch Ration Mech Anal 11: 415–448. 10.1007/BF00253946.

Mindlin, RD, Eshel NN (1968) On first strain-gradient theories in linear elasticity. Int J Solids Struct 4(1): 109–124.

Morrison, J (1939) The yield of mild steel with particular reference to the effect of size of specimen. Proc Inst Mech Eng 142(1): 193–223.

Müller, I (1973) Thermodynamik. Bertelsmann-Universitätsverlag, Düsseldorf.

Oliphant, TE (2007) Python for scientific computing. Comput Sci Eng 9(3): 10–20.

Suiker, A, Chang C (2000) Application of higher-order tensor theory for formulating enhanced continuum models. Acta Mechanica 142(1-4): 223–234.

Toupin, RA (1962) Elastic materials with couple-stresses. Arch Ration Mech Anal 11: 385–414.

Truesdell, C, Toupin RA (1960) The classical field theories. In: Flügge S (ed)Encyclopedia of physics, volume III/1, principles of classical mechanics and field theory, 226–790.. Springer, Berlin, Göttingen, Heidelberg.

## Author information

### Affiliations

### Corresponding author

## Additional information

### Competing interests

The authors declare that they have no competing interests.

### Authors’ contributions

B.E.A. developed the theory, derived the weak form, and carried out the numerical computations. W.H.M. and V.A.E. discussed the theory and results, commented on the manuscript.

## Rights and permissions

**Open Access** This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (https://creativecommons.org/licenses/by/4.0), which permits use, duplication, adaptation, distribution, and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

## About this article

### Cite this article

Abali, B.E., Müller, W.H. & Eremeyev, V.A. Strain gradient elasticity with geometric nonlinearities and its computational evaluation.
*Mech Adv Mater Mod Process* **1, **4 (2015). https://doi.org/10.1186/s40759-015-0004-3

Received:

Accepted:

Published:

### Keywords

- Size effect
- Micromechanics
- Constitutive equations